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401(k) Quiz

1. Do you conduct regular investment committee meetings and prepare minutes to reflect issues discussed and actions taken?

2. Do you regularly benchmark your 401(k) plan to industry trends and other companies your size?

3. Does your existing Investment Advisor meet at least twice per year with plan participants?

4. Does your company have an Investment Policy Statement?

5. Have you designated the fiduciaries in writing and do they meet regularly to monitor the 401(k) plan?

6. Do you know what you are paying in fees for your record keeping and investment expenses?

7. Are you paying under 1% in total fees? (investment advice, fund costs, TPA services, hidden costs)

8. Is your current advisor acting as 3(38) fiduciary?

9. Have you created and regularly update a Fiduciary Folder if the DOL audits your plan?

10. Have you bench marked your plan within the last 12 months?

You have finished the quiz.

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